Michael Page Suisse

Investment banking


Compliance officer - securities (m/w)

New 13 March Kanton Zürich, Zürich Perm

Our client is an established and leading global index specialist providing investment solutions serving asset owners and investors globally.

Assisting relevant governance bodies, especially by acting as member and secretary of the index oversight committee Ensuring compliance with internal policies and procedures derived from the IOSCO and EBA/ESMA principles Maintaining and further develope control framework to ensure the integrity of benchmarks Coordinating periodic audits with external firms including a standardized audit for outsourcing clients Managing complaints under the complaints policyAdvising the business regarding the regulatory dimension of commercial activities Ensuring compliance with other regulations concerning index linked financial products (e.g. UCITS), market integrity and treatment of insider information as well as international sanctions Train management and staff

Opportunity for an experienced Securities Compliance Officer

Dynamic company located in the heart of Zurich

Solid academic background, at least a master in economics or lawProven track-record in a comparable role, preferably in the index industry or a similar environment, involving The set-up and maintenance of compliance structures Engagement in licensing procedures and interactions with supervisory authorities Dealing with outsourcing requirements Impact assessments of new laws and regulationsStrategic advice to management and affected units Contributions to the development of industry standards and best practices Interactions with customers and auditorsAbility to manage internal projects related to the implementation of new regulations At least 7 years financial sector experience, preferably in a compliance role Ability to propose, implement and enforce viable solutions to achieve compliance while adequately considering business needsAbility to conclude projects successfully with tight deadlines and limited resources Efficient and highly accurate work approach with attention to detail required Ability to analyze relevant developments quickly and thoroughly Excellent command of English and German required

Very competitive package